Split spring for MEMS devices

ABSTRACT

An integrated device has a spring having at least two split parts that are not in direct electrical contact with each other. The integrated device also has a substrate and a movable part, where both parts of the spring are configured between the substrate and the movable part to support the movable part on the substrate. The two or more split parts of the spring enable two or more independent voltages to be applied to the movable part. The split spring of the invention may be used in MEMS devices for optical switches in order to provide independent voltages to the movable part(s) in those devices.

CROSS REFERENCE TO RELATED APPLICATIONS

[0001] The subject matter of this application is related to that of U.S. patent application Ser. No. 10/001,182, filed Dec. 1, 2001, and entitled “A Micro-Electrical-Mechanical System (MEMS) Device and a Method of Manufacture Therefor,” the teachings of which are incorporated herein by reference. This application is one of a set of U.S. patent applications consisting of Ser. No. ______ filed as attorney docket no. Greywall 23, Ser. No. ______ filed as attorney docket no. Greywall 25, and Ser. No. ______ filed as attorney docket no. Greywall 26, all of which were filed on the same date and the teachings of all of which are incorporated herein by reference.

BACKGROUND OF THE INVENTION

[0002] 1. Field of the Invention

[0003] The invention relates to optical communication equipment and, more specifically, to micro-electromechanical devices for use in such equipment.

[0004] 2. Description of the Related Art

[0005] Optical communication equipment often employs micro-electromechanical systems (MEMS). A typical MEMS system may include an array of micro-machined mirrors, each mirror individually movable in response to an electrical signal. Such an array may be employed as an element of an optical cross-connect. In operation, at least one mirror in the array receives a beam of light. The beam is reflected from the mirror and can be controllably redirected to a different location by rotating the mirror. More details on the principle of operation and methods of manufacture of MEMS devices including mirror arrays may be found, for example, in commonly assigned U.S. Pat. No. 6,201,631, the teachings of which are incorporated herein by reference.

[0006] Certain MEMS devices include at least one movable part that is supported on a stationary substrate using one or more springs, where each spring is capable of functioning as an electrical lead for providing a single, independent voltage to the movable part. Depending on the application, the number of independent voltages that need to be provided to the movable part may exceed the number of springs used to support the movable part on the substrate.

SUMMARY OF THE INVENTION

[0007] The problems in the prior art are addressed, in accordance with the principles of the invention, by a MEMS device employing a multipart spring having at least two cooperating parts that are not in direct electrical contact with each other. The MEMS device also has a stationary part and a movable part that is movably connected to the stationary part by the multipart spring. The cooperating parts of the spring enable two or more independent voltages to be applied to the movable part.

BRIEF DESCRIPTION OF THE DRAWINGS

[0008] FIGS. 1A-B illustrate cross-sectional views of a representative prior art MEMS device that may be used in an optical cross-connect element;

[0009]FIG. 2 illustrates a perspective three-dimensional view of an optical switch driven by parallel-plate actuation according to one embodiment of the invention;

[0010] FIGS. 3A-C illustrate top, bottom, and cross-sectional views, respectively, of the switch shown in FIG. 2;

[0011] FIGS. 4A-B show top and bottom views, respectively, of an arrayed switch according to one embodiment of the invention;

[0012] FIGS. 5A-C illustrate top, bottom, and cross-sectional views, respectively, of a switch driven by parallel-plate actuation according to another embodiment of the invention;

[0013] FIGS. 6A-B show top and bottom views, respectively, of an arrayed switch according to yet another embodiment of the invention;

[0014]FIG. 7 illustrates a cross-sectional view of an optical switch driven by fringe-field actuation according to one embodiment of the invention;

[0015]FIG. 8 illustrates a cross-sectional view of an optical switch driven by fringe-field actuation according to another embodiment of the invention;

[0016]FIG. 9 illustrates a cross-sectional view of an optical switch driven by fringe-field actuation according to yet another embodiment of the invention;

[0017]FIG. 10 illustrates a cross-sectional view of an optical switch driven by fringe-field actuation according to one more embodiment of the invention;

[0018] FIGS. 11A-F illustrate representative fabrication steps of an arrayed optical switch having three optical switches of FIG. 10 according to one embodiment of the invention;

[0019]FIG. 12 illustrates a perspective three-dimensional view of an arrayed optical switch according to another embodiment of the invention;

[0020] FIGS. 13A-B illustrate an arrayed optical switch according to yet another embodiment of the invention;

[0021]FIG. 14 illustrates an arrayed optical switch according to one additional embodiment of the invention;

[0022]FIG. 15 shows a representative angle-voltage response curve for a fringe-field actuated optical switch of the invention;

[0023] FIGS. 16A-C illustrate top and cross-sectional views of a two-axis switch driven by fringe-field actuation according to one embodiment of the invention;

[0024]FIG. 17 illustrates an arrayed optical switch having four optical switches of FIG. 16 according to one embodiment of the invention;

[0025] FIGS. 18A-B illustrate top and cross-sectional views, respectively, of a two-axis switch driven by fringe-field actuation according to another embodiment of the invention;

[0026] FIGS. 19A-B illustrate cross-sectional and top views, respectively, of a two-axis switch driven by fringe-field actuation according to yet another embodiment of the invention;

[0027]FIG. 20 shows a serpentine spring used in the switch of FIG. 19 according to one embodiment of the invention;

[0028]FIG. 21 illustrates an arrayed optical switch having eight optical switches of FIG. 19 according to one embodiment of the invention;

[0029]FIG. 22 illustrates an optical switch having six radially arrayed switches each of which is similar to the switch shown in FIG. 19 according to another embodiment of the invention;

[0030] FIGS. 23A-B illustrate cross-sectional and top views, respectively, of a two-axis switch driven by fringe-field actuation according to a different embodiment of the invention; and

[0031]FIG. 24 illustrates an arrayed optical switch having sixteen optical switches of FIG. 23 according to one embodiment of the invention.

DETAILED DESCRIPTION

[0032] Reference herein to “one embodiment” or “an embodiment” means that a particular feature, structure, or characteristic described in connection with the embodiment can be included in at least one embodiment of the invention. The appearances of the phrase “in one embodiment” in various places in the specification are not necessarily all referring to the same embodiment, nor are separate or alternative embodiments mutually exclusive of other embodiments. Analogous features in different embodiments are often illustrated using labels having the same last two digits.

[0033] Prior Art Design

[0034]FIG. 1A shows a cross-sectional view of a representative MEMS device 100 of the prior art that may be used in an optical cross-connect element. Device 100 has a movable mirror 102 formed in an overlayer 104 of a wafer 118 using, e.g., reactive etching. Wafer 118 has two additional layers: a substrate layer 106 and a thin insulating layer 108. Layer 108 electrically isolates overlayer 104 from substrate layer 106. Overlayer 104 and substrate layer 106 may be silicon, and insulating layer 108 may be silicon oxide. Mirror 102 is supported above a cavity 110 by a pair of torsional members 112 connected to overlayer 104. Cavity 110 is defined in insulating layer 108 and substrate layer 106. A second wafer 114 includes electrodes 116 as well as electrical interconnections (not shown). Substrate layer 106 is attached to wafer 114 such that electrodes 116 are located beneath mirror 102 in cavity 110. Mirror 102 and electrodes 116 form an actuator of device 100, the configuration of which is similar to the two plates of a parallel-plate capacitor. Hence, this type of actuator is referred to as a parallel-plate actuator.

[0035]FIG. 1B illustrates how a beam of light 120 impinging on mirror 102 can be redirected from direction 120′ (FIG. 1A) to direction 120″ using mirror rotation. Mirror 102 rotates about the axis defined by torsional members 112 in response to voltages applied to electrodes 116. Changing those voltages can change the angle of rotation thus enabling a cross-connecting function of device 100. As seen in FIG. 1B, device 100 is prone to snap-down because, at an appropriately large angle of rotation, mirror 102 may accelerate towards and collide with electrode 116 and/or wafer 114. Parallel-Plate Actuation FIG. 2 shows a perspective three-dimensional view of a switch 200 according to one embodiment of the invention that may be employed in an optical cross-connect element. Similar to device 100 of FIG. 1, switch 200 has a movable mirror 202 formed in an overlayer 204 of a wafer 218. Wafer 218 has (at least) two additional layers: a substrate layer 206 (also referred to as a handle) and a thin insulating layer 208, which electrically isolates overlayer 204 from handle 206. In one embodiment, wafer 218 is a silicon-on-insulator (SOI) wafer, where overlayer 204 and handle 206 are silicon, and insulating layer 208 is silicon oxide.

[0036] In one embodiment, mirror 202 is a cantilevered plate supported by a pair of torsional members 212 connected to overlayer 204 as shown in FIG. 2. Mirror 202 can be rotated about an axis defined by members 212. The result of rotation is a departure of mirror 202 from the plane of overlayer 204. Electrodes 214 and 216 form a parallel-plate actuator in switch 200. Those electrodes are formed in the same wafer (i.e., wafer 218) as mirror 202. In device 100 of FIG. 1, mirror 102 is actuated by electrodes 116 formed in a different wafer (i.e., wafer 114) from that of mirror 102. In contrast to prior art device 100, switch 200 may be a monolithic device, i.e., a device fabricated using a single wafer, for example, an SOI wafer. The monolithic design of switch 200 may alleviate the alignment problem associated with the fabrication of device 100.

[0037] Electrodes 214 and 216 of switch 200 are defined in handle 206 of wafer 218. Electrode 214 is rigidly connected to mirror 202 and is movable with that mirror. Electrode 214 is electrically connected to mirror 202 using a via structure 222 protruding through layer 208. In one embodiment, the walls of structure 222 are metal-plated to shunt the insulation of layer 208 between mirror 202 and electrode 214. In a different embodiment, structure 222 may be filled with an electrically conducting material to provide electrical contact between mirror 202 and electrode 214. Mirror 202, in turn, is electrically connected to the rest of overlayer 204 via members 212. Thus, electrode 214 is held at the same potential (e.g., ground) as the rest of overlayer 204.

[0038] Electrode 216 is electrically connected to contact block 224 via a bridge (not visible in FIG. 2). Electrode 216 and block 224 are electrically isolated from the rest of handle 206 by a surrounding groove 226. Block 224 has a contact pad 228 that is exposed through an opening formed above a portion of block 224 in layers 204 and 208. Contact pad 228 may be metal-plated as known in the art for better ohmic contact with a wire lead (not shown). Since electrodes 214 and 216 are electrically isolated from each other, a voltage differential can be applied between those electrodes. In one configuration, layers 204 and 206 may be connected to a negative terminal of a voltage source (e.g., ground), whereas pad 228 may be connected to a positive terminal of that voltage source to apply voltage between electrodes 214 and 216.

[0039] Switch 200 may be operated as follows. When no voltage is applied between electrodes 214 and 216, mirror 202 is held parallel to the plane of overlayer 204 by torsional members 212. When voltage is applied between electrodes 214 and 216, e.g., as explained above, it exerts an attractive force between the electrodes causing electrode 214 to move toward electrode 216 and deflect mirror 202 downward. The angle of deflection is related to the applied voltage, such that a greater voltage generally produces a greater angle. When the voltage is removed, the restoring torsional force of members 212 will return mirror 202 back into the plane of overlayer 204.

[0040] The following description may provide guidance for choosing an operating voltage range and the various dimensions of switch 200 indicated in FIG. 2. For small angles, the critical angle (θ_(c)) in degrees, defined as a maximum stable angle of deflection of mirror 202 beyond which it becomes unstable due to snap-down may be approximated by Equation (1) as follows: $\begin{matrix} {\theta_{c} = {25.2\frac{t_{0}}{t_{h}}}} & (1) \end{matrix}$

[0041] where t₀ is the gap between electrodes 214 and 216 and t_(h) is the thickness of handle 206. The critical voltage (V_(c)) corresponding to the critical angle is given by Equation (2) as follows: $\begin{matrix} {V_{c}^{2} = {1.44 \times 10^{5}\frac{K}{K_{s}}\frac{t_{p}^{4}\theta_{c}^{3}}{L_{e}l}}} & (2) \end{matrix}$

[0042] where t_(p) is the thickness of overlayer 204; L_(e) is the width of electrode 216; l and w are the length and width of torsional member 212, respectively; K is a geometric factor for the torsional spring constant of a rod with a rectangular cross-section of t_(p)×w (also see FIG. 2); and K_(s) is a geometric factor for the torsional spring constant of a similar rod with a square cross-section of t_(p)×t_(p). All dimensions are in microns; the angle is in degrees; and the voltage is in volts.

[0043] In one embodiment, one may implement a critical angle of 9° using t_(h)=285 μm and t₀=102 μm. Then, a working angle range of 0 to 6° (having a safety cushion of 3° from the critical angle) for switch 200 may be implemented using the following representative parameters: L_(e)=80 μm; t_(p)=1 μm; w=0.5 μm (which corresponds to K/K_(s)=0.203); l=12 μm; and a working voltage range of 0 to approximately 80 volts. These parameters result in a critical voltage of approximately 150 volts. In different embodiments, different parameter values/ranges may be implemented.

[0044] FIGS. 3A-C illustrate a possible layout of various components of switch 200. More specifically, FIGS. 3A-B show top and bottom views, respectively, of switch 200. FIG. 3C shows a cross-sectional view of switch 200 along the plane designated AA in FIG. 3A. Referring now to FIG. 3A, contact pad 228 and via structure 222 are visible from the top of switch 200. Also in FIG. 3A, a dashed line indicates the topology of groove 226 in handle 206. Referring now to FIG. 3B, groove 226 defines in handle 206: (i) block 224, (ii) electrode 216, and (iii) a bridge 302 electrically connecting block 224 with electrode 216. Also visible in FIG. 3B is a cross-section of electrode 214 according to one implementation. In particular, electrode 214 has a flat surface that faces electrode 216. The opposite surface of electrode 214 has a bulging center section designed to provide support for via structure 222 as further illustrated in FIGS. 3A and 3C. Referring now to FIG. 3C, the electrical isolation of block 224, bridge 302, and electrode 216 from the rest of the switch structure by means of layer 208 and groove 226 is visible in the cross-sectional view. Also, access to contact pad 228 from the top of switch 200 is illustrated.

[0045] FIGS. 4A-B show the top and bottom views, respectively, of an arrayed switch 400 according to one embodiment of the invention. Switch 400 has eight switches 200. Switches 200 of switch 400 are formed using a single wafer and are staggered such that four contact pads are located on each side (left and right in each of FIGS. 4A-B) of switch 400. Each switch 200 of arrayed switch 400 may be individually actuated using a separate driving voltage applied to a corresponding contact pad. In different embodiments, a different number of switches 200 may be similarly arrayed.

[0046] FIGS. 5A-C illustrate switch 500 according to another embodiment of the invention. More specifically, FIGS. 5A-B show top and bottom views, respectively, of switch 500. FIG. 5C shows an enlarged cross-sectional view of switch 500 along the plane designated AB in FIG. 5A. Similar to switch 200 of FIGS. 2-3, switch 500 has a movable mirror 502 formed in overlayer 504 of wafer 518. In one embodiment, mirror 502 is a torsional balanced plate supported by a pair of torsional members 512 connected to overlayer 504 as shown in FIGS. 5A-B. Mirror 502 can be rotated about an axis defined by members 512. Rotation of mirror 502 is actuated by electrodes 514 and 516 a-b visible, e.g., in FIG. 5B. Electrodes 514 and 516 a-b of switch 500 are formed from handle 506 of wafer 518 and are similar to electrodes 214 and 216, respectively, of switch 200. However, in contrast to switch 200 which has one “hot” electrode (i.e., electrode 216 to which “high” potential is applied), switch 500 has two “hot” electrodes 516 a-b. As a result, mirror 502 can be rotated in two different directions (e.g., clockwise and counterclockwise in FIG. 5C) from its initial position within the plane of overlayer 504.

[0047] Electrode 514 is electrically connected to mirror 502 using two via structures 522 a-b that are similar to via structure 222 of switch 200. Each electrode 516 a-b is electrically connected to a corresponding contact block 524 a-b and is electrically isolated from the rest of handle 506 by a corresponding surrounding groove 526 a-b. Each block 524 a-b has a contact pad 528 a-b that is exposed through an opening formed above a portion of each block 524 a-b in layers 504 and 508. Each electrode 516 a-b may be independently biased similar to electrode 216 of switch 200.

[0048] In one configuration, switch 500 may be operated as follows. When no voltage is applied between electrodes 514 and 516 a-b, mirror 502 is held parallel to the plane of overlayer 504 by torsional members 512. When a first “hot” electrode, e.g., electrode 516 a, is biased, an attractive force between electrodes 514 and 516 a causes mirror 502 to rotate in the corresponding direction, e.g., counterclockwise for the view shown in FIG. 5C. Similarly, to produce a clockwise mirror rotation, electrode 516 a is left unbiased (e.g., grounded) whereas an appropriate potential is applied to electrode 516 b. In an alternative configuration, electrodes 514 and 516 a may be held at constant potentials, e.g., ground and 75 volts, respectively. When electrode 514 b is unbiased, mirror 502 is tilted in the counterclockwise direction at a particular angle. Then, biasing electrode 516 b, e.g., from 0 to 150 volts, will rotate mirror 502 from that particular angle to being tilted at the same angle in the opposite (i.e., clockwise) direction. Applying the potential of 75 volts at electrode 516 b will bring mirror 502 to be parallel to the plane of overlayer 504.

[0049] FIGS. 6A-B show the top and bottom views, respectively, of an arrayed switch 600 according to yet another embodiment of the invention. Switch 600 has eight linearly arrayed switches 500 that are implemented using a single wafer. In different embodiments, a different number of switches 500 may be similarly arrayed.

[0050] Fringe-Field Actuation

[0051]FIG. 7 illustrates a cross-sectional view of a monolithic optical switch 700 according to one embodiment of the invention. Switch 700 of FIG. 7 is similar to switch 200 of FIGS. 2-3. In particular, switch 700 may be fabricated using a single wafer 718 and has mirror 702 and electrode 716. However, in contrast with switch 200, switch 700 does not have electrode 214 (see FIG. 2). Instead, switch 700 has an electrode 714 rigidly connected to a top surface of mirror 702 and movable with that mirror. In one embodiment, electrode 714 may be formed using an additional layer of material, e.g., epi-silicon, deposited over layer 704 of wafer 718.

[0052] Electrodes 714 and 716 and mirror 702 form a fringe-field (FF) actuator in switch 700. In one configuration, rotation of mirror 702 in switch 700 is actuated as follows. Electrode 714 is connected to a negative terminal of a voltage source (e.g., ground), e.g., via mirror 702, torsional members 712, and layer 704, whereas electrode 716 is connected to a positive terminal of that voltage source. When no voltage is applied between electrodes 714 and 716, mirror 202 is held parallel to the plane of overlayer 704 by torsional members 712. When voltage is applied between electrodes 714 and 716, the resulting electric field exerts an attractive force between the electrodes causing mirror 702 to deflect upward. The configuration of that electric field is similar to that of the fringe electric field present, e.g., at the periphery of a parallel-plate capacitor. One advantage of using FF actuation is that mirror 702 and electrode 714 of switch 700 can now be designed such that they cannot come into physical contact with electrode 716 during mirror rotation. As a result, switch 700 does not have the snap-down problem associated with prior art device 100 of FIG. 1.

[0053]FIG. 8 illustrates a cross-sectional view of an optical switch 800 driven by FF actuation according to another embodiment of the invention. Similar to switch 700 of FIG. 7, switch 800 may be monolithic, i.e., fabricated using a single wafer 818. In one embodiment, wafer 818 has (at least) three layers 804, 806, and 808 that are similar to layers 704, 706, and 708, respectively, of wafer 718. A stationary electrode 816, similar to electrode 216 of switch 700, is formed in handle 806. A mirror 802, which is similar to mirror 202 of switch 800, can be rotated (e.g., as shown by the arrow in FIG. 8) about an axis defined by a pair of torsional members 812. One difference between switch 700 and switch 800 is that switch 800 does not have a movable electrode connected to the mirror similar to electrode 714 of switch 700. Instead, mirror 802 forms one half of an FF actuator in switch 800, whereas electrode 816 forms the other half. Similar to switch 700, switch 800 does not have the snap-down problem associated with device 100.

[0054] In one implementation of switch 800, the length of mirror 802 is comparable with the thickness of handle 806 and the maximum mirror-end displacement during rotation is small compared to that thickness. For example, the following representative dimensions may be used: (1) 125 μm for the length of mirror 802; (2) 250 μm for the thickness of handle 806; and (3) 13 μm (corresponding to about 6° rotation) for the maximum mirror-end displacement. In other implementations, different dimensions may be used.

[0055]FIG. 9 illustrates a cross-sectional view of an optical switch 900 driven by FF actuation according to yet another embodiment of the invention. In one implementation, switch 900 may be fabricated using two SOI wafers, e.g., wafers 918 a and 918 b, as follows. A mirror 902 and torsional members 912 are formed in an overlayer 904 a of wafer 918 a and a corresponding opening 910 a is formed in layers 906 a and 908 a of that wafer. An electrode 916 is defined in an overlayer 904 b of wafer 918 b and an opening 910 b is formed in overlayer 904 b and an underlying layer 908 b of that wafer. Then, wafer 918 a is flipped over and attached to wafer 918 b using a layer 920 (e.g., glue) of dielectric material such that mirror 902 is positioned above opening 910 b. The size of opening 910 b is chosen to accommodate mirror displacement indicated by the arrow in FIG. 9 during switch operation. Similar to mirror 802 and electrode 816 of switch 800 of FIG. 8, mirror 902 and electrode 916 form an FF actuator in switch 900.

[0056] In preferred implementations of the FF actuators in optical switches 800 and 900, the length of the movable mirror is comparable to the height of the stationary FF electrode. Since the thickness of layer 904 b and, consequently, the height of electrode 916 can be made significantly smaller than those dimensions of handle 806 and electrode 816, respectively, a smaller mirror can be implemented in switch 900 compared to that in switch 800. In addition, switch 900 does not have relatively narrow and deep trenches in handle 906 a, e.g., those similar to groove 826 in switch 800. As a result, certain fabrication steps for switch 900 may be simplified.

[0057]FIG. 10 illustrates a cross-sectional view of an optical switch 1000 driven by FF actuation according to a different embodiment of the invention. The geometric configuration of an FF actuator in switch 1000, having a mirror 1002 and an electrode 1016, is similar to that in switch 900 (see FIG. 9). However, in contrast with the two-piece design of switch 900, switch 1000 can be made monolithic. In one implementation, switch 1000 may be fabricated using an SOI wafer 1018 as follows. Mirror 1002 and torsional members 1012 are formed in an overlayer 1004 of wafer 1018 and a corresponding opening 1010 a is formed in layers 1006 and 1008 of that wafer. Then, two additional layers, layer 1020 and layer 1022, are deposited over layer 1004 of wafer 1018 such that an opening 1010 b is formed above mirror 1002. Layer 1020 may be silicon oxide and layer 1022 may be epi-silicon. Electrode 1016 is defined in layer 1022 using a trench 1026. Switch 1000 provides optical access to both sides of mirror 1002, where one optically accessible side of mirror 1002 is located in opening 1010 b, which can be shallower than opening 910 a in switch 900. Shallow opening 1010 b may enable easier optical coupling of input/output fibers to switch 1000.

[0058] FIGS. 11A-F illustrate representative fabrication steps of an arrayed optical switch 1100 according to one embodiment of the invention. More specifically, FIGS. 11A, 11C, and 11E show cross-sectional views of arrayed switch 1100 during those fabrication steps, whereas FIGS. 11B, 11D, and 11F show the corresponding top views. In one embodiment, arrayed switch 1100 has three switches 1000 of FIG. 10. In other embodiments, a different number of switches 1000 may be similarly arrayed.

[0059] Referring to FIGS. 11A-B, mirror 1002 and a pair of torsional members 1012 are defined in overlayer 1004 of wafer 1018 for each switch 1000 using grooves 1110. In one implementation, torsional members 1012 may be shaped as straight rods. Grooves 1110 may be formed using reactive etching. Referring to FIGS. 11C-D, first, thin silicon oxide layer 1020 is deposited onto overlayer 1004 of wafer 1018. Then, poly-silicon layer 1022 is deposited over layer 1020. After that, layer 1022 is patterned and etched to form electrode 1016 and opening 1010 b for each switch 1000. Each electrode 1016 is electrically isolated from the rest of layer 1022 using the corresponding trench 1026 formed in that layer. Referring to FIGS. 11E-F, opening 1010 a is formed in handle 1006 of wafer 1018 using, e.g., deep reactive ion etching (DRIE). DRIE stops automatically at a silicon oxide layer, e.g., layer 1008 of wafer 1018. Then, portions of layer 1008 and layer 1020 corresponding to openings 1010 a and 1010 b, respectively, as well as the silicon oxide in grooves 1110, are removed to release mirror 1002 in each switch 1000. Optionally, portions of layer 1020 corresponding to each trench 1026 may also be removed.

[0060]FIG. 12 shows a perspective three-dimensional view of an arrayed switch 1200 according to another embodiment of the invention. Switch 1200 has a plurality of optical switches 1201, each of which is similar to switch 1000 illustrated in FIGS. 10-11. Each switch 1201 has an FF actuator, having a mirror 1202 and an electrode 1216, similar to that in switch 1000. In FIG. 12, the mirrors of switches labeled 1201′ and 1201″ are shown in tilted positions, e.g., resulting from voltages applied to the corresponding FF actuators.

[0061] One difference between each switch 1201 of FIG. 12 and switch 1000 of FIG. 10 is that electrode 1216 in switch 1201 is located in relative proximity to the axis of rotation defined by torsional members 1212, whereas electrode 1016 in switch 1000 is located relatively far from the corresponding axis. Such locations of electrode 1212 in switch 1201 and electrode 1016 in switch 1000 are referred to as being at the short and long end of the mirror, respectively. Placing the electrode at the short end enables the same switch design to be adapted for different applications that may require different mirror sizes. In particular, as can be seen in FIG. 12, the length of the long end of mirror 1202 can be designed to be longer while leaving the rest of the switch layout essentially the same as in switch 1000.

[0062] FIGS. 13A-B show top views of an arrayed optical switch 1300 according to yet another embodiment of the invention. Arrayed switch 1300 has three optical switches 1301, each of which is similar to switch 1201 illustrated in FIG. 12. In particular, each switch 1301 has an electrode 1316 located at the short end of a mirror 1302. Consequently, etching a line 1330 in each switch 1301 at a different distance from electrode 1316 will vary the length of mirror 1302 from switch to switch while leaving the rest of the switch layout essentially unchanged.

[0063] One difference between switch 1301 and switch 1201 is in the support structure of mirror 1302 outlined in FIG. 13A and enlarged in FIG. 13B. Support structure 1310 of switch 1301 has two serpentine springs 1312, each spring 1312 connected between mirror 1302 and the rest of overlayer 1304. A serpentine spring is typically less stiff than a corresponding straight rod if both are configured to fit within a comparable gap between the mirror and the rest of the overlayer. As a result, compared to mirror 1202 of switch 1201, mirror 1302 may be tilted at a particular angle applying a lower voltage to electrode 1316 than to electrode 1216.

[0064]FIG. 14 illustrates an arrayed optical switch 1400 according to one additional embodiment of the invention. Switch 1400 has four optical switches 1401. Each switch 1401 has a movable mirror 1402 implemented as a torsional plate and supported by torsional members 1412. Each switch 1401 further has an FF actuator including two pairs of electrodes 1416 a-d. Each electrode 1416 a-d is implemented, e.g., similar to electrode 1016 of switch 1000. A first pair of electrodes 1416 a-b and a second pair of electrodes 1416 c-d are located on different sides of the axis defined by members 1412 to enable mirror rotation in two different directions. For example, when the first pair of electrodes 1416 a-b is biased, mirror 1402 is tilted such that an edge 1403 of that mirror rotates down from the plane of FIG. 14. Similarly, when the second pair of electrodes 1416 c-d is biased, edge 1403 rotates up from the plane of FIG. 14. In one configuration, each electrode 1416 a-d may be supplied an independent voltage. In that case, the resulting (angle and direction of) mirror rotation is determined by the composite torque corresponding to the particular combination of individual voltages. Bidirectional mirror rotation in switch 1401 may help to implement a relatively wide steering range for mirror 1402.

[0065]FIG. 15 shows a representative angle-voltage response curve for an optical switch of the invention configured with an FF actuator. The voltage (V) is measured in relative units of V/V₀, where V₀ is a characteristic voltage value related to the geometry (i.e., the dimensions of and distances between various parts) of the switch. Similarly, the angle of rotation (θ) is measured in relative units of θ/θ₀, where θ₀ is a characteristic angle also related to the geometry of the switch. For example, in one representative switch implementation, θ₀ and V₀ may be 8° and 150 volts, respectively. As can be seen in FIG. 15, FF actuation results in an S-shaped response curve. In particular, after an inflection at about V/V₀=0.4, the angle of rotation asymptotically approaches a maximum value of θ/θ₀≈1.2 as the voltage increases. Due to this feature, switches of the invention are less susceptible to damage associated with sudden voltage spikes that may accidentally be applied to the actuator. In contrast, such spikes are very likely to cause snap-down and damage in prior art device 100.

[0066] Two-Axis Fringe-Field Actuation

[0067] FIGS. 16A-C illustrate top and cross-sectional views of a two-axis switch 1600 driven by fringe-field actuation according to one embodiment of the invention. More specifically, FIG. 16A illustrates the layout of one layer in switch 1600; FIG. 16B is a top view of switch 1600; and FIG. 16C is a cross-sectional view of switch 1600 along the plane designated CD in FIG. 16A.

[0068] Switch 1600 has a movable mirror 1602 that is similar to mirror 1302 of switch 1301 (FIG. 13). However, a different support structure 1610 is used for mirror 1602 in switch 1600 than that for mirror 1302 in switch 1301. Structure 1610 has a movable plate 1630 and four serpentine springs 1612 a-d. Springs 1612 a-b are connected between mirror 1602 and plate 1630 and springs 1612 c-d are configured to support plate 1630 on a substrate. In one embodiment, mirror 1602 and structure 1610 may be implemented using a wafer 1618 that includes the substrate and is similar to, e.g., wafer 1018 of FIG. 10. More specifically, layers 1604, 1606 (the substrate), and 1608 of wafer 1618 are analogous to layers 1004, 1006, and 1008, respectively, of wafer 1018. Mirror 1602 and structure 1610 are formed in layer 1604 such that springs 1612 c-d are connected between plate 1630 and the rest of layer 1604.

[0069] Referring now to FIGS. 16B-C, switch 1600 has an FF actuator including mirror 1602, plate 1630, and two electrodes 1616 a-b. Electrode 1616 a is connected to plate 1630 and is movable with that plate, whereas electrode 1616 b is connected to layer 1604 and is stationary. Electrodes 1616 a-b may be implemented using two additional layers 1620 and 1622 deposited over layer 1604 of wafer 1618. In one embodiment, layers 1620 and 1622 are analogous to layers 1020 and 1022, respectively, of switch 1000 (FIG. 10). Briefly, electrodes 1616 a-b are formed in layer 1622 such that layer 1620 provides electrical insulation from underlying layer 1604. As a result, each electrode 1616 a-b may be individually biased.

[0070] Referring to FIG. 16A (showing the layout of layer 1604), switch 1600 further has conducting tracks 1632 a-c configured to connect electrodes 1616 a-b to the corresponding contact pads (not shown). Tracks 1632 a-b are defined in layer 1604 using trenches etched in that layer and configured to electrically isolate those tracks from the rest of layer 1604. Similarly, track 1632 c is defined in plate 1630. In addition, tracks 1632 a and 1632 c are formed such that spring 1612 d is connected between terminal portions of those tracks. Consequently, an electrical path to electrode 1616 a includes track 1632 a, spring 1612 d, and track 1632 c. An electrical path to electrode 1616 b includes track 1632 b. Mirror 1602 is electrically connected to layer 1604 through springs 1612 a-b, plate 1630, and spring 1612 c.

[0071] Referring again to FIGS. 16B-C, switch 1600 further has via structures 1634 a and 1634 b designed to shunt the insulation of layer 1620 and to provide electrical contact between electrode 1616 a and track 1632 c and between electrode 1616 b and track 1632 b, respectively. Each via structure 1634 a-b may be similar to, e.g., via structure 222 in switch 200 (see FIG. 2). In one embodiment, switch 1600 may also have a dividing barrier 1636 connected to plate 1630 and movable with that plate. An additional via structure 1634 c may be formed to provide electrical contact between barrier 1636 and plate 1630. In certain embodiments, barrier 1636 may also be used to maintain mechanical integrity of the conducting tracks.

[0072] Plate 1630 can be rotated about an axis defined by springs 1612 c-d, which axis corresponds to line CD in FIG. 16A. Since mirror 1602 is connected to plate 1630, axis CD is a first axis of rotation for mirror 1602. Mirror 1602 can also be rotated about a second axis defined by springs 1612 a-b and labeled AB in FIG. 16A. In the embodiment shown in FIG. 16, axes AB and CD are orthogonal. In a different embodiment, the two axes of rotation may be implemented at a different angle.

[0073] In one configuration, layer 1604 and therefore plate 1630 and mirror 1602 are connected to the negative terminal of a voltage source (e.g., ground), whereas electrodes 1616 a-b are connected to two different positive terminals of that voltage source. In a different configuration, voltages of different polarities in various combinations may be applied to layer 1604 and electrodes 1616 a-b. Switch 1600 may be operated as follows. When no voltage is applied to electrodes 1616 a-b, plate 1630 and mirror 1602 are held parallel to the plane of layer 1604 by springs 1612 a-d. When electrode 1616 a is biased, mirror 1602 rotates about axis AB (see FIG. 16A) such that in the view shown in FIG. 16C mirror 1602 tilts down. Similarly, when electrode 1616 b is biased, plate 1630 and therefore mirror 1602 rotate about axis CD (see FIG. 16A) such that in the view shown in FIG. 16B an edge 1640 of plate 1630 rotates up from the plane of FIG. 16. By independently varying the voltages applied to electrodes 1616 a and 1616 b, the angles of rotation of mirror 1602 about axes AB and CD, respectively, can be changed independently. Optional dividing barrier 1636 may be held at the ground potential, providing electrical shielding between electrodes 1616 a-b. Such shielding may help to reduce crosstalk between those electrodes and provide better stability and/or reproducibility of operation for switch 1600.

[0074]FIG. 17 shows a top view of an arrayed optical switch 1700 according to one embodiment of the invention. Switch 1700 has four linearly arrayed and independently operated switches 1600 of FIG. 16. In a different embodiment, a different number of switches 1600 may be similarly arrayed. In a preferred implementation, switch 1700 is monolithic.

[0075] FIGS. 18A-B illustrate cross-sectional and top views, respectively, of a two-axis switch 1800 driven by fringe-field actuation according to another embodiment of the invention. Switch 1800 is similar to switch 1600 of FIG. 16 with similar numbers labeling similar structural elements in these two switches. Also, FIGS. 18A-B show the views of switch 1800 corresponding to those of switch 1600 shown in FIGS. 16A-B, respectively. In particular, FIG. 18A illustrates the layout of layer 1804 and FIG. 18B shows a top view of switch 1800.

[0076] One difference between switches 1600 and 1800 is that movable plates 1630 and 1830 are differently shaped. More specifically, a left-side portion of plate 1830 is S-shaped, whereas a corresponding portion of plate 1630 is U-shaped. In addition, a fringe-field actuator in switch 1800 has a second stationary electrode 1816 c, which is similar to stationary electrode 1816 b. Electrode 1816 c is connected to a corresponding contact pad (not shown) through a via structure 1834 c and conducting track 1832 d. Electrodes 1816 b and 1816 c are located on different sides of axis CD to enable plate rotation about that axis in two different directions. For example, when electrode 1816 b is biased, plate 1830 is tilted such that an edge 1840 of that plate rotates up from the plane of FIG. 18. Similarly, when electrode 1816 c is biased, edge 1840 rotates down from the plane of FIG. 18. Bi-directional plate rotation in switch 1800 may help to implement a wider steering range for mirror 1802 compared to that for mirror 1602 in switch 1600.

[0077] FIGS. 19A-B illustrate cross-sectional and top views, respectively, of a two-axis switch 1900 driven by fringe-field actuation according to yet another embodiment of the invention. FIG. 19A illustrates layout of layer 1904, which is analogous to layer 1804 in switch 1800 of FIG. 18, and FIG. 19B shows a top view of switch 1900. Certain structural elements in switch 1900 are similar to certain structural elements in switch 1800 with similar numbers labeling those similar structural elements in FIGS. 18 and 19. The following description explains certain structural elements in switch 1900 that are different from and/or do not have the corresponding structural elements in switch 1800.

[0078] Mirror 1902 in switch 1900 is rigidly connected to a movable plate 1903, which is configured as a torsional plate with respect to movable plate 1930 using springs 1912 a-b. Two electrodes 1916 a and 1916 d are rigidly connected to plate 1930. Electrode 1916 d has two split parts 1916 d′ and 1916 d″ located on two different sides of a strip 1905 that connects mirror 1902 to plate 1903.

[0079]FIG. 20 shows an enlarged view of a serpentine, multipart spring 1942, two of which are used in switch 1900 to connect plate 1930 to the rest of layer 1904 (i.e., springs 1942 a-b in FIG. 19A). Each multipart spring 1942 a-b has two cooperating (e.g., split) parts 2002 a and 2002 b that are not in direct electrical contact with each other. As a result, spring 1942 can provide two independent electrical leads using a separate split part for each lead. In alternative embodiments, a multipart spring may have more that two different cooperating parts, each of which can provide a different independent lead.

[0080] Referring again to FIGS. 19A-B, the following electrical paths are provided from an external voltage source and contact pads (not shown) to electrodes 1916 a-d, plate 1930, and plate 1903 in switch 1900. An electrical path to electrode 1916 a includes track 1932 a, a first split part of spring 1942 a, track 1932 c, and via structure 1934 a. An electrical path to electrode 1916 d″ includes track 1932 g, a first split part of spring 1942 b, track 1932 e, and via structure 1934 d″. Electrode 1916 d′ is connected to track 1932 e through via structure 1934 d′, track 1932 f, and an arch structure 1950. Electrical paths to electrodes 1916 b and 1916 c include tracks 1932 b and 1932 d, respectively. Plate 1930 is connected to the rest of layer 1904 through second split parts of springs 1942 a-b, and plate 1903 is connected to plate 1930 through springs 1912 a-b.

[0081] Electrodes 1916 a and 1916 d are located on different sides of axis AB defined by springs 1912 a-b to enable rotation of plate 1903 about that axis in two different directions. Similarly, electrodes 1916 b and 1916 c are located on different sides of axis CD defined by springs 1942 a-b to enable rotation of plate 1930 about that axis in two different directions. As a result, mirror 1902 can be rotated in two different directions about each axis. For example, when electrode 1916 a is biased, plate 1903 (and therefore mirror 1902) is tilted such that an edge 1944 of that plate rotates up from the plane of FIG. 19. Similarly, when electrode 1916 d is biased, edge 1944 rotates down from the plane of FIG. 19. Furthermore, when electrode 1916 b is biased, plate 1930 (and therefore mirror 1902) is tilted such that an edge 1940 of that plate rotates up from the plane of FIG. 19. Similarly, when electrode 1916 c is biased, edge 1940 rotates down from the plane of FIG. 19. Bidirectional rotation about both axes in switch 1900 may further increase the steering range for mirror 1902 compared to that for mirror 1802 in switch 1800.

[0082]FIG. 21 shows an arrayed switch 2100 according to one embodiment of the invention. Switch 2100 has eight switches 1900 and provides a linear array of mirrors. Switches 1900 are staggered to have their contact pads (not shown) distributed along the perimeter of switch 2100. Each switch 1900 of arrayed switch 2100 may be individually actuated using a separate set of driving voltages applied to the corresponding set of contact pads. In different embodiments, a different number of switches 1900 may be similarly arrayed.

[0083]FIG. 22 shows an arrayed switch 2200 according to another embodiment of the invention. Switch 2200 has six switches 1900′, each of which is similar to switch 1900 of FIG. 19. One difference between switches 1900′ and 1900 is that a triangular mirror 1902′ is used in switch 1900′ instead of rectangular mirror 1902 in switch 1900. Six switches 1900′ are radially arrayed such that six mirrors 1902′ form a segmented hexagonal mirror 2202 in switch 2200. In one configuration, segmented mirror 2202 of switch 2200 may be used as a beam splitter in an optical channel multiplexer. In a different embodiment, a segmented mirror having a different number of segments may be implemented using a different number of radially arrayed switches.

[0084] FIGS. 23A-B illustrate cross-sectional and top views, respectively, of a two-axis switch 2300 driven by fringe-field actuation according to a different embodiment of the invention. FIG. 23A illustrates the layout of a layer 2304 in switch 2300, which is analogous to layer 1904 in switch 1900 of FIG. 19, and FIG. 23B shows a top view of switch 2300.

[0085] In one embodiment, switch 2300 is implemented using a wafer 2318 that includes layer 2304 and is similar to, e.g., wafer 1918 of FIG. 19. Switch 2300 has a round movable mirror 2302 supported on wafer 2318 by a support structure including a gimbal 2330 and torsional members 2312 a-b and 2342 a-b. Members 2312 a-b are connected between mirror 2302 and gimbal 2330 and members 2342 a-b are connected between gimbal 2330 and the rest of layer 2304. Each torsional member 2342 has two split rods that are not in direct electrical contact with each other. As a result, each torsional member 2342 provides two independent electrical leads using a separate split rod for each lead.

[0086] Switch 2300 is configured with an FF actuator including mirror 2302, gimbal 2330, and four electrodes 2316 a-d. Electrodes 2316 a-b are connected to gimbal 2330 and are movable with the gimbal, whereas electrodes 2316 c-d are connected to the rest of layer 2304 and are stationary. Each electrode 2316 has two split parts 2316′ and 2316″ oppositely located with respect to mirror 2302. Electrodes 2316 a-d may be implemented using two additional layers 2320 and 2322 deposited over layer 2304 of wafer 2318. In one embodiment, layers 2320 and 2322 are analogous to layers 1920 and 1922, respectively, of switch 1900.

[0087] Switch 2300 further has conducting tracks 2332 a-d configured to connect electrodes 2316 a-d to corresponding contact pads 2328 a-d. Tracks 2332 c-d and pads 2328 a-d are defined in layer 2304 using trenches etched in that layer and configured to electrically isolate those tracks and pads from the rest of layer 2304. Similarly, tracks 2332 a-b are defined in gimbal 2330. In addition, tracks 2332 a-b are formed such that a first split rod of each torsional member 2342 a-b is connected between a terminal portion of each track 2332 a-b and corresponding contact pad 2328 a-b. A plurality of via structures 2334 are used to electrically connect tracks 2332 to corresponding electrodes 2316. Gimbal 2330 is electrically connected to the rest of layer 2304 through second split parts of members 2342 a-b and mirror 2302 is electrically connected to gimbal 2330 through members 2312 a-b. In one embodiment, switch 2300 may also have an optional dividing barrier 2336 connected to gimbal 2330 and movable with the gimbal. Barrier 2336 may be implemented similar to barrier 1936 in switch 1900 of FIG. 19 to provide electrical shielding between different electrodes 2316.

[0088] Gimbal 2330 and therefore mirror 2302 can be rotated about an axis defined by members 2342 a-b and labeled AB in FIG. 23A. Mirror 2302 can also be rotated about a second axis defined by members 2312 a-b and labeled CD in FIG. 23A. Electrodes 2316 c-d enable bidirectional rotation of gimbal 2330 about axis AB, whereas electrodes 2316 a-b enable bidirectional rotation of mirror 2302 about axis CD. Actuation of the bidirectional rotation about axes AB and CD in switch 2300 using electrodes 2316 is similar to that in switch 1900.

[0089]FIG. 24 illustrates an arrayed optical switch 2400 according to one embodiment of the invention. Switch 2400 has sixteen optical switches 2300 configured to provide a two-dimensional array of mirrors. Each switch 2300 of arrayed switch 2400 may be individually actuated using a separate set of driving voltages applied to the corresponding set of contact pads. In different embodiments, a different number of switches 2300 may be similarly arrayed.

[0090] Fabrication Techniques

[0091] Different techniques may be used to fabricate each of switches 200, 500, 700, 800, 900, 1000, 1201, 1301, 1401, 1600, 1800, 1900, or 2300 from an initial SOI wafer. For example, an etch fabrication method may be used. It is known that silicon etches significantly faster than silicon oxide using, e.g., reactive ion etching (RIE). Similarly, silicon oxide etches significantly faster than silicon using, e.g., fluorine-based etchants. Relatively deep cavities in a relatively thick substrate layer (e.g., layer 206 of FIG. 2) may be defined using a standard, anisotropic etching technique, such as deep RIE. Deep RIE stops automatically at the oxide layer (e.g., layer 208) acting as an etch stop.

[0092] Additional layers of material (e.g., layers 1020 and 1022 of FIG. 10) may be deposited onto an SOI wafer using, e.g., chemical vapor deposition. Various parts of the switches may be mapped onto the corresponding layers using lithography. Current lithographic techniques are capable of defining details whose size is as small as about 0.25 microns. Additional description of various fabrication steps may be found in above-cited U.S. Pat. No. 6,201,631 as well as in U.S. Pat. Nos. 5,629,790 and 5,501,893, the teachings of both of which are incorporated herein by reference.

[0093] Although fabrication of switches of the invention has been described in the context of using silicon/silicon oxide SOI wafers, other suitable materials, such as germanium-compensated silicon, may similarly be used. The materials may be appropriately doped as known in the art. Various surfaces may be modified, e.g., by metal deposition for enhanced reflectivity and/or electrical conductivity or by ion implantation for enhanced mechanical strength. Also, instead of a flat reflecting surface a curved or otherwise profiled surface may be used. In addition, differently shaped mirrors, plates, electrodes, barriers, and/or support structures may be implemented without departing from the scope and principle of the invention. Support structures may include one or more differently configured springs, where the term “spring” refers in general to any suitable elastic structure that can recover its original shape after being distorted. Furthermore, a different layout for conducting tracks may be realized as necessary and/or apparent to a person skilled in the art.

[0094] Although split serpentine springs (e.g., springs 1942) and split torsional members (e.g., members 2342) were described as having two split parts, a different number of split parts may be similarly implemented. A switch of the invention may be configured to achieve any angle within the working angle range based on the appropriate selection of voltage(s), thus possibly providing any desirable number of switch channels. Individual switches of the invention may be differently arrayed to provide linear, radial, or two-dimensional arrays of mirrors.

[0095] While this invention has been described with reference to illustrative embodiments, this description is not intended to be construed in a limiting sense. Various modifications of the described embodiments, as well as other embodiments of the invention, which are apparent to persons skilled in the art to which the invention pertains are deemed to lie within the principle and scope of the invention as expressed in the following claims. 

We claim:
 1. A MEMS device comprising: (a) a stationary part; (b) a movable part movably coupled to the stationary part; and (c) a multipart spring having a plurality of cooperating parts connected between the stationary part and the movable part, wherein the at least two of said cooperating parts are not in direct electrical contact with each other.
 2. The invention of claim 1, wherein said cooperating parts are adapted to provide two electrically independent leads between the stationary part and the movable part.
 3. The invention of claim 1, wherein the multipart spring has a serpentine shape.
 4. The invention of claim 1, wherein the MEMS device is formed in a wafer, the wafer comprising: a first layer; a second layer formed over the first layer; and a third layer formed over the second layer, wherein: the second layer electrically insulates the first layer from the third layer; and the movable part and the multipart spring are formed in the third layer.
 5. The invention of claim 1, wherein the movable part comprises: a first plate movably coupled to the stationary part; and a second plate movably coupled to the first plate, wherein: the multipart spring and a second spring are connected between the stationary part and the first plate; and the multipart spring and the second spring are adapted to provide at least three electrically independent leads to the first plate.
 6. The invention of claim 1, wherein the movable part has a reflective surface and the MEMS device is an element of an optical cross-connect having two or more MEMS devices.
 7. A method comprising: applying a first voltage between a stationary part of a MEMS device and a movable part of the MEMS device; and applying a second voltage, independent of the first voltage, between the stationary part and the movable part, wherein: the movable part is movably coupled to the stationary part by a multipart spring having a plurality of cooperating parts connected between the stationary part and the movable part, wherein said cooperating parts are not in direct electrical contact with each other; the first voltage is applied via a first cooperating part of the multipart spring; and the second voltage is applied via a second cooperating part of the multipart spring.
 8. The invention of claim 7, wherein the first and second voltages are applied simultaneously.
 9. Apparatus comprising: means for applying a first voltage between a stationary part of a MEMS device and a movable part of the MEMS device; and means for applying a second voltage, independent of the first voltage, between the stationary part and the movable part, wherein: the movable part is movably coupled to the stationary part by a multipart spring having a plurality of cooperating parts connected between the stationary part and the movable part, wherein said cooperating parts are not in direct electrical contact with each other; the first voltage is applied via a first cooperating part of the multipart spring; and the second voltage is applied via a second cooperating part of the multipart spring. 